Filing Details
- Accession Number:
- 0001638599-16-001206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-22 11:39:45
- Reporting Period:
- 2016-07-19
- Filing Date:
- 2016-07-22
- Accepted Time:
- 2016-07-22 11:39:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1620533 | Shake Shack Inc. | SHAK | Retail-Eating & Drinking Places (5810) | 471941186 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1633839 | A David Swinghamer | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
| 1633976 | Grat Swinghamer A. David | 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
| 1658473 | Susan Swinghamer | 2 Devereux Court Rye NY 10580 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2016-07-19 | 3,581 | $39.14 | 13,535 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2016-07-20 | 13,535 | $39.70 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2016-07-20 | 10,000 | $40.00 | 52,934 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Trust |
Footnotes
- The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Held directly by the David A. Swinghamer GRAT, of which Susan Swinghamer, the reporting person's wife, is the trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the shares of Class A Stock reported herein, except to the extent of his pecuniary interest therein.
- This transaction was executed in multiple trades at prices ranging from $39.10 to $39.24. The price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $39.47 to $39.92. The price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $39.99 to $40.00. The price reported above reflects the weighted average sale price.
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