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Filing Details

Accession Number:: 0000920112-16-000371
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2016-07-21 16:46:23
Reporting Period:: 2016-05-02

Filing Date:: 2016-07-21
Accepted Time:: 2016-07-21 16:46:23
Original Submission Date:: 2016-06-15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
920112	Heartland Financial Usa Inc	HTLF	State Commercial Banks (6022)	421405748

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1589744	Kurt Saylor	1398 Central Ave Dubuque IA 52001		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-05-02	3,550	$33.47	438,449	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-02	1,450	$33.47	178,998	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-02	5,325	$33.61	433,124	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-02	2,175	$33.61	176,823	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-09	400	$33.66	432,724	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-09	400	$33.66	176,423	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-09	3,550	$33.83	429,174	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-09	1,450	$33.83	174,973	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-10	4,925	$33.85	424,249	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-10	1,775	$33.85	173,198	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-16	5,325	$33.68	418,924	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-16	2,175	$33.68	171,023	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-16	3,550	$33.82	415,374	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-16	1,450	$33.82	169,573	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-23	5,325	$33.86	410,049	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-23	2,175	$33.86	167,398	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-23	1,562	$33.85	408,487	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-23	638	$33.85	166,760	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-24	1,988	$33.98	406,499	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-24	812	$33.98	165,948	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-25	1,065	$34.95	405,434	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-25	435	$34.95	165,513	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-26	2,053	$34.95	403,381	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-26	1,063	$34.94	164,450	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-27	3,547	$34.95	399,834	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-27	1,837	$34.95	162,613	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-31	7,100	$35.08	392,734	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-31	2,900	$35.08	159,713	No	4	S	Indirect	Wife's Trust
Common Stock	Disposition	2016-05-31	2,486	$35.07	390,248	No	4	S	Indirect	Trust
Common Stock	Disposition	2016-05-31	1,015	$35.07	158,698	No	4	S	Indirect	Wife's Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Wife's Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Nature of Ownership
Common Stock	2014 Time-Based Restricted Stock	$0.00	1,075	Direct
Common Stock	2014 Performance Based Restricted Stock	$0.00	1,030	Direct
Common Stock	2015 Time-Based Restricted Stock	$0.00	1,350	Direct
Common Stock	2015 Performance Based Restricted Stock	$0.00	995	Direct
Common Stock	2016 Time-Based Restricted Stock	$0.00	1,000	Direct
Common Stock	2016 Performance Based Restricted Stock (1-year performance)	$0.00	1,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,075	0	Direct
	1,030	0	Direct
	1,350	0	Direct
	995	0	Direct
	1,000	0	Direct
	1,000	0	Direct

Footnotes

Shares sold pursuant to 10b5-1 Plan effective April 27, 2016
Shares held by Kurt M. Saylor Trust dated 1/6/1998 for which the Reporting Person acts as trustee.
Shares held by Melissa J. Saylor Trust dated 1/6/1998 for which the Reporting Person's wife acts as trustee.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
These restricted stock units vest on 12-31-2016 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
These restricted stock units vest on 12-31-2017 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.