Filing Details
- Accession Number:
- 0001225208-11-004834
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-04 17:34:16
- Reporting Period:
- 2011-02-02
- Filing Date:
- 2011-02-04
- Accepted Time:
- 2011-02-04 17:34:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184192 | I Thomas Rogan | One Financial Plaza Hartford CT 06101 | Vice President, Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-02 | 38,000 | $38.50 | 55,910 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-02 | 12,000 | $38.50 | 67,910 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-02 | 10,238 | $82.16 | 57,672 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-02-02 | 23,431 | $82.16 | 34,241 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-02-03 | 100 | $81.99 | 34,141 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 300 | $82.01 | 33,841 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 800 | $81.97 | 33,041 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 1,300 | $81.97 | 31,741 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 1,500 | $81.98 | 30,241 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 4,331 | $81.90 | 25,910 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 8,000 | $82.00 | 17,910 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-02 | 12,000 | $0.00 | 12,000 | $38.50 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-02 | 38,000 | $0.00 | 38,000 | $38.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,000 | 2004-04-26 | 2011-04-25 | No | 4 | M | Direct |
| 0 | 2004-04-26 | 2011-04-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Career Restricted) | 4,960 | Direct | |
| Common Stock | 11,334 | Indirect | By Savings Plan Trustee |
Billionaire Hedge Funds
