Filing Details
- Accession Number:
- 0001251859-16-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-21 11:31:22
- Reporting Period:
- 2016-07-19
- Filing Date:
- 2016-07-21
- Accepted Time:
- 2016-07-21 11:31:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1464790 | B. Riley Financial Inc. | RILY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251859 | Daniel Asher | 111 W Jackson Blvd 20Th Fl Chicago IL 60604 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 | Acquisiton | 2016-07-19 | 149,700 | $9.10 | 2,356,901 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Billionaire Hedge Funds
