Filing Details

Accession Number:
0001209191-16-133562
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-21 10:43:50
Reporting Period:
2016-07-19
Filing Date:
2016-07-21
Accepted Time:
2016-07-21 10:43:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-07-19 1,100 $5.75 3,578,484 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-19 500 $5.76 3,578,984 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-20 700 $5.75 3,579,684 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-20 700 $5.76 3,580,384 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-20 500 $5.77 3,580,884 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-20 300 $5.79 3,581,184 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-20 300 $5.73 3,581,484 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.