Filing Details
- Accession Number:
- 0001354327-16-000146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-20 18:17:50
- Reporting Period:
- 2016-07-18
- Filing Date:
- 2016-07-20
- Accepted Time:
- 2016-07-20 18:17:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1354327 | Pgt Inc. | PGTI | Metal Doors, Sash, Frames, Moldings & Trim (3442) | 200634715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366252 | Rodney Hershberger | Pgt, Inc. 1070 Technology Drive North Venice FL 34275 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-07-18 | 28,500 | $2.00 | 986,843 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-07-18 | 28,500 | $12.00 | 958,343 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-07-18 | 28,500 | $0.00 | 28,500 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
843,526 | 2020-04-06 | No | 4 | M | Direct |
Footnotes
- Transaction was effected pursuant to a binding Trading Plan executed by the reporting person on June 14, 2016.
- This transaction was executed in multiple trades at prices ranging from $12.00 to $12.01 per share, The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon requested by the SEC staff, the issuer, or a security holder of the issuer.
- The option grant was approved by the board of directors of PGT, Inc. (the "Company") under the PGT, Inc. Amended and Restated 2006 Equity Incentive Plan on March 18, 2010, subject to stockholder approval of the Amended and Restated 2006 Equity Incentive Plan. The Company's stockholders approved the Amended and Restated 2006 Equity Incentive Plan on April 6, 2010. The option became exercisable in five equal installments beginning on April 6, 2011.