Filing Details
- Accession Number:
- 0001144204-16-113772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-20 17:55:46
- Reporting Period:
- 2016-06-24
- Filing Date:
- 2016-07-20
- Accepted Time:
- 2016-07-20 17:55:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1509470 | Gsv Capital Corp. | GSVC | () | 274443543 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1517808 | T. Michael Moe | C/O Gsv Capital Corp. 2925 Woodside Road Woodside CA 94062 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-06-24 | 11,103 | $4.96 | 0 | No | 4 | S | Indirect | By GSV X Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By GSV X Fund, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 32,959 | Direct |
Footnotes
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $4.92 to $4.97 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares were held by GSV X Fund, LP ("GSV X"). The reporting person has a limited partnership interest in GSV X and is the Chief Executive Officer, Chief Investment Officer and majority owner of GSV Asset Management, LLC ("GSV Asset Management"), which is the general partner of GSV X. The reporting person disclaims beneficial ownership of the securities held by GSV X, except to the extent of his pecuniary interest, if any, in such securities by virtue of his interest in GSV Asset Management and his limited partnership interest in GSV X.
- Figure includes consideration of 2,514 shares of common stock received as a dividend during fiscal year 2016.