Filing Details

Accession Number:
0001144204-16-113772
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-20 17:55:46
Reporting Period:
2016-06-24
Filing Date:
2016-07-20
Accepted Time:
2016-07-20 17:55:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509470 Gsv Capital Corp. GSVC () 274443543
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1517808 T. Michael Moe C/O Gsv Capital Corp.
2925 Woodside Road
Woodside CA 94062
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-06-24 11,103 $4.96 0 No 4 S Indirect By GSV X Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By GSV X Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 32,959 Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $4.92 to $4.97 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. These shares were held by GSV X Fund, LP ("GSV X"). The reporting person has a limited partnership interest in GSV X and is the Chief Executive Officer, Chief Investment Officer and majority owner of GSV Asset Management, LLC ("GSV Asset Management"), which is the general partner of GSV X. The reporting person disclaims beneficial ownership of the securities held by GSV X, except to the extent of his pecuniary interest, if any, in such securities by virtue of his interest in GSV Asset Management and his limited partnership interest in GSV X.
  3. Figure includes consideration of 2,514 shares of common stock received as a dividend during fiscal year 2016.