Filing Details
- Accession Number:
- 0001181431-11-007550
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-04 17:29:29
- Reporting Period:
- 2011-02-02
- Filing Date:
- 2011-02-04
- Accepted Time:
- 2011-02-04 17:29:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1136352 | Inergy L P | NRGY | Retail-Nonstore Retailers (5960) | 431918951 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193472 | Brooks R Sherman | Two Brush Creek Blvd. Suite 200 Kansas City MO 64112 | Evp/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units | Acquisiton | 2011-02-02 | 19,800 | $9.74 | 280,704 | No | 4 | M | Direct | |
Common Units | Disposition | 2011-02-02 | 19,800 | $42.39 | 260,904 | No | 4 | S | Direct | |
Common Units | Acquisiton | 2011-02-03 | 26,400 | $9.74 | 287,304 | No | 4 | M | Direct | |
Common Units | Disposition | 2011-02-03 | 26,400 | $41.64 | 260,904 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Units | Options | Disposition | 2011-02-02 | 19,800 | $0.00 | 19,800 | $9.74 |
Common Units | Options | Disposition | 2011-02-03 | 26,400 | $0.00 | 26,400 | $9.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,400 | 2008-06-20 | 2015-06-16 | No | 4 | M | Direct |
0 | 2008-06-20 | 2015-06-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Units | 1,020 | Indirect | By Unit Purchase Plan |
Common Units | 400,412 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Units | Class B Units | $0.00 | 266,941 | 266,941 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
266,941 | 266,941 | Indirect |
Footnotes
- The Class B units will convert automatically into common units on a one-for-one basis, with 50% of the outstanding Class B units converting into common units following the payment date of the fourth quarterly distribution following the closing of the merger and the remaining outstanding Class B units converting into common units following the payment date of the eighth quarterly distribution following the closing of the merger.
- The prices for this transaction range from $42.30 to $42.43.
- Upon request, full information about the subject transaction will be provided to the SEC.
- Mr. Sherman is the trustee of the R. Brooks Sherman, Jr. Revocable Trust dated 1/15/2008 as amended from time to time.
- The prices for this transaction range from $41.62 to $41.66.
- Includes restricted units granted under the Inergy, L.P. Long Term Incentive Plan, as amended.
- The option vests in three installments as follows: 25% of the option vests on the 3rd anniversary of the grant date; 25% of the option vests on the 4th anniversary of the grant date; and the remaining 50% of the option vests on the 5th anniversary of the grant date.