Home > Insider Trading > Filing (0000899243-16-025332)

Filing Details

Accession Number:: 0000899243-16-025332
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-07-19 19:02:05
Reporting Period:: 2016-07-15

Filing Date:: 2016-07-19
Accepted Time:: 2016-07-19 19:02:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1566897	Diamond Resorts International Inc.	DRII	Hotels & Motels (7011)	461750895

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1581547	J Stephen Cloobeck	10600 West Charleston Boulevard Las Vegas NV 89135	Yes	No	Yes	No
1581555	Trust Property Separate Cloobeck Chantal	10600 West Charleston Boulevard Las Vegas NV 89135	No	No	No	Yes
1581556	Cloobeck Diamond Parent, Llc	10600 West Charleston Boulevard. Las Vegas NV 89135	No	No	No	Yes
1679874	Cloobeck Companies, Llc	10600 W. Charleston Blvd. Las Vegas NV 89135	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-07-15	1,511,808	$12.56	1,511,808	No	4	X	Indirect	See Footnote
Common Stock	Disposition	2016-07-15	630,004	$30.14	881,804	No	4	S	Indirect	See Footnote
Common Stock	Acquisiton	2016-07-18	143,958	$12.56	1,025,762	No	4	X	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	X	Indirect	See Footnote

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Call Option (right to buy)	Disposition	2016-07-15	1,511,808	$0.00	1,511,808	$12.56
Common Stock	Call Option (right to buy)	Disposition	2016-07-18	143,958	$0.00	143,958	$12.56

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2016-07-21	No	4	X	Indirect
0		2016-07-21	No	4	X	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,522,446	Indirect	See Footnote
Common Stock	1,073,949	Indirect	See Footnote

Footnotes

Directly by Cloobeck Companies, LLC ("CCL") and indirectly by Stephen J. Cloobeck as the sole manager of CCL. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
Directly by Cloobeck Diamond Parent, LLC ("CDP") and indirectly by Stephen J. Cloobeck as the sole manager of CDP. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
Directly by The Chantal Cloobeck Separate Property Trust, a trust for the benefit of Mr. Cloobeck's spouse ("CCSPT"), and indirectly by Mr. Cloobeck as co-managing trustee of CCSPT with his spouse. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
Reflects a fully-exercisable call option, dated as of July 11, 2016 (the "DRPH Call Option"), to purchase 1,511,808 shares of Common Stock from DRP Holdco LLC ("DRPH"), which option was received pursuant to a pro-rata distribution from 1818 Partners, LLC to its members, including CCL. In prior reports, Mr. Cloobeck reported indirect beneficial ownership of a fully-exercisable call option effective as of July 21, 2011, to purchase 4,535,426 shares of Common Stock at an exercise price of $12.56 per share and, in each case, Mr. Cloobeck disclaimed beneficial ownership of the reported securities to the extent of his or its pecuniary interest therein. The distribution did not effect any change in the pecuniary interest of Mr. Cloobeck in the DRPH Call Option.
Reflects a fully-exercisable call option, dated as of July 11, 2016, to purchase 143,958 shares of Common Stock from third parties, which option was received pursuant to a pro-rata distribution from 1818 Partners, LLC to its members, including CCL. In prior reports, Mr. Cloobeck reported indirect beneficial ownership of a fully-exercisable call option effective as of July 21, 2011 (the "Third Party Call Option"), to purchase 431,875 shares of Common Stock at an exercise price of $12.56 per share and, in each case, Mr. Cloobeck disclaimed beneficial ownership of the reported securities to the extent of his or its pecuniary interest therein. The distribution did not effect any change in the pecuniary interest of Mr. Cloobeck in the Third Party Call Option.