Filing Details
- Accession Number:
- 0001187376-16-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-19 17:47:50
- Reporting Period:
- 2016-07-15
- Filing Date:
- 2016-07-19
- Accepted Time:
- 2016-07-19 17:47:50
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187376 | A Warren Stephens | 111 Center Street Little Rock AR 72201 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-15 | 285,000 | $7.10 | 385,350 | No | 4 | P | Indirect | By Warren A. Stephens Grantors Trust |
Common Stock | Acquisiton | 2016-07-15 | 285,000 | $7.10 | 285,000 | No | 4 | P | Indirect | By Warren A. Stephens Roth IRA |
Common Stock | Acquisiton | 2016-07-15 | 430,000 | $7.10 | 430,000 | No | 4 | P | Indirect | By WAS Family Trust One |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Warren A. Stephens Grantors Trust |
No | 4 | P | Indirect | By Warren A. Stephens Roth IRA |
No | 4 | P | Indirect | By WAS Family Trust One |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 183,283 | Indirect | By Harriet C. Stephens Trust |
Common Stock | 500,000 | Indirect | By Paula W. and John P. Calhoun Family Trust |
Common Stock | 2,727,920 | Indirect | By Stephens Investments Holdings LLC |
Common Stock | 931,038 | Indirect | By Warren and Harriet Stephens Childrens Trust |
Common Stock | 82,430 | Indirect | By Stephens Inc. |
Common Stock | 206,116 | Indirect | By WAS Conns Annuity Trust One |
Common Stock | 56,633 | Indirect | By Warren Miles Amerine Stephens 1995 Trust |
Common Stock | 6,352 | Indirect | By Warren Miles Amerine Stephens Trust |
Common Stock | 56,633 | Indirect | By John Calhoun Stephens 1995 Trust |
Common Stock | 6,352 | Indirect | By John Calhoun Stephens Trust |
Common Stock | 56,633 | Indirect | By Laura Whitaker Stephens 1995 Trust |
Common Stock | 6,352 | Indirect | By Laura Whitaker Stephens Trust |
Footnotes
- Number of shares reflects the gift for no consideration of 500,000 shares previously reported as owned by Harriet C. Stephens Trust to Paula W. and John P. Calhoun Family Trust, Warren A. Stephens, Trustee, for benefit of reporting person's children, and receipt of 666 shares for no consideration through an inheritance.
- Reflects gift of 500,000 shares previously reported as owned by Harriet C. Stephens Trust to Paula W. and John P. Calhoun Family Trust, Warren A. Stephens, Trustee, for benefit of reporting person's children.