Filing Details
- Accession Number:
- 0001533932-16-000435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-19 16:43:02
- Reporting Period:
- 2016-07-15
- Filing Date:
- 2016-07-19
- Accepted Time:
- 2016-07-19 16:43:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1533932 | Vantiv Inc. | VNTV | Services-Business Services, Nec (7389) | 264532998 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1610881 | Matt Taylor | C/O Vantiv, Inc. 8500 Governor'S Hill Drive Cincinnati OH 45249-1384 | Grp Pres, Intpmt&Emrging Chnls | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-07-15 | 20,849 | $10.18 | 70,435 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2016-07-15 | 13,899 | $11.73 | 84,334 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2016-07-15 | 127,828 | $16.79 | 212,162 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-07-15 | 162,576 | $59.05 | 49,586 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-07-15 | 20,849 | $0.00 | 20,849 | $10.18 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-07-15 | 13,899 | $0.00 | 13,899 | $11.73 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-07-15 | 127,828 | $0.00 | 127,828 | $16.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-07-12 | No | 4 | M | Direct | |
0 | 2021-07-12 | No | 4 | M | Direct | |
81,354 | 2023-09-09 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.88 to $59.45, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- The option vested in seven equal (subject to rounding) quarterly installments on July 12, October 12, January 12 and April 12, beginning July 12, 2014 and ending January 12, 2016.
- The option vested with respect to 46,480 shares on September 9, 2014 and with respect to 81,350 shares in quarterly installments ending June 9, 2016. The remaining 81,352 options vest in quarterly installments on September 9, December 9, March 9 and June 9.