Filing Details
- Accession Number:
- 0001179706-16-000430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-19 16:29:43
- Reporting Period:
- 2016-07-17
- Filing Date:
- 2016-07-19
- Accepted Time:
- 2016-07-19 16:29:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220078 | Robert Youngjohns | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Evp And Gm, Hp Software | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-17 | 18,033 | $19.77 | 18,033 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-07-17 | 9,411 | $19.77 | 8,622 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-07-19 | 8,622 | $19.69 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 35 | $0.00 | 39 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2016-07-17 | 18,033 | $0.00 | 18,033 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 115 | $0.00 | 115 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 516 | $0.00 | 516 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 189 | $0.00 | 189 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,147 | No | 4 | A | Direct | ||
18,032 | No | 4 | M | Direct | ||
39,705 | No | 4 | A | Direct | ||
174,218 | No | 4 | A | Direct | ||
63,748 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/02/16.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 34.5872 dividend equivalent rights being reported reflect 34.5872 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, 17,413 of which vested on 07/17/16, and 17,413 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.0995 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. The number of derivative securities in column 5 also includes 620 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1518 shares due to the rounding of fractional shares.
- As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 115.1204 dividend equivalent rights being reported reflect 115.1204 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 11/02/15 the reporting person was granted 172,533 RSUs, 57,511 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 515.7236 dividend equivalent rights being reported reflect 515.7236 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 188.7068 dividend equivalent rights being reported reflect 188.7068 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.