Filing Details

Accession Number:
0001209191-16-133178
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-19 14:29:55
Reporting Period:
2016-07-15
Filing Date:
2016-07-19
Accepted Time:
2016-07-19 14:29:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-07-15 2,100 $5.85 3,574,484 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-15 300 $5.75 3,574,784 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-15 100 $5.83 3,574,884 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-18 1,700 $5.80 3,576,584 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-18 400 $5.75 3,576,984 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-18 200 $5.79 3,577,184 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-18 200 $5.84 3,577,384 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.