Filing Details
- Accession Number:
- 0001246360-16-006330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-18 19:49:11
- Reporting Period:
- 2016-07-15
- Filing Date:
- 2016-07-18
- Accepted Time:
- 2016-07-18 19:49:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc. | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544109 | G Mark Eliasen | 19300 International Blvd Seattle WA 98188 | Vp/Finance & Treasurer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-15 | 2,884 | $6.56 | 7,444 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2016-07-15 | 2,884 | $65.00 | 4,560 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2016-07-15 | 2,884 | $0.00 | 2,884 | $6.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-09-14 | 2019-09-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock Espp | 5,302 | Direct | |
| Common Stock 401(K) | 783 | Indirect | ESOP TRUST |
| Restricted Stock Unit | 3,040 | Direct |
Footnotes
- COMMON SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN AS OF 2/29/2016.
- COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15.
- STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. ELIASEN ON 11/23/2015.
Billionaire Hedge Funds
