Filing Details
- Accession Number:
- 0001127602-16-058158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-18 18:39:33
- Reporting Period:
- 2016-07-15
- Filing Date:
- 2016-07-18
- Accepted Time:
- 2016-07-18 18:39:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1364742 | Blackrock Inc. | BLK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1059240 | Richard J. Kushel | Blackrock, Inc. 55 East 52Nd Street New York NY 10055 | Senior Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2016-07-15 | 4,284 | $167.76 | 155,006 | No | 4 | M | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2016-07-15 | 4,284 | $356.20 | 150,722 | No | 4 | S | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2016-07-15 | 3,716 | $167.76 | 154,438 | No | 4 | M | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2016-07-15 | 3,716 | $356.95 | 150,722 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-07-15 | 4,284 | $0.00 | 4,284 | $167.76 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-07-15 | 3,716 | $0.00 | 3,716 | $167.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,716 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
| 0 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Shares Of Common Stock (Par Value $0.01 Per Share) | 1,000 | Indirect | By Family Trust |
| Shares Of Common Stock (Par Value $0.01 Per Share) | 1,000 | Indirect | By Family Trust |
| Shares Of Common Stock (Par Value $0.01 Per Share) | 45,000 | Indirect | By The Kushel Family 2011 Dynasty Trust |
Footnotes
- Includes Common Stock, Restricted Stock Units that will vest over a period of 1 to 3 years and Restricted Stock Units that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- This transaction was executed in multiple trades at prices ranging from $355.73 to $356.72. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $356.74 to $357.29. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- Relates to a portion of a long-term plan option award of 28,007 options granted on 1/31/07 with an expiration date of 1/31/17.
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