Filing Details
- Accession Number:
- 0001179110-16-027715
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-18 17:28:15
- Reporting Period:
- 2016-07-13
- Filing Date:
- 2016-07-18
- Accepted Time:
- 2016-07-18 17:28:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1589951 | J. Gregory Cannon | C/O Glu Mobile Inc. 500 Howard Street, Suite 300 San Francisco CA 94105 | Vice President, Finance And Ir | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-13 | 1 | $1.34 | 83,771 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-13 | 1 | $2.50 | 83,770 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-07-14 | 54,999 | $1.34 | 138,769 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-07-14 | 54,999 | $2.50 | 83,770 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-07-13 | 1 | $0.00 | 1 | $1.34 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-07-14 | 54,999 | $0.00 | 54,999 | $1.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 54,999 | 2016-09-28 | No | 4 | M | Direct | |
| 0 | 2016-09-28 | No | 4 | M | Direct |
Footnotes
- The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Cannon entered into on March 7, 2016.
- The option vested and became exercisable with respect to 25% of the shares on September 28, 2011, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option was fully vested on September 28, 2014.
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