Filing Details
- Accession Number:
- 0001593678-16-000109
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-07-15 18:14:56
- Reporting Period:
- 2016-07-01
- Filing Date:
- 2016-07-15
- Accepted Time:
- 2016-07-15 18:14:56
- Original Submission Date:
- 2016-07-06
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1678499 | Dustin Finer | C/O Rovi Corporation 2 Circle Star Way San Carlos CA 94070 | Chiefadmin&Internalopsofficer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-07-01 | 2,609 | $15.54 | 33,266 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-07-06 | 2,391 | $15.70 | 30,875 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-01 | 15,159 | $0.00 | 15,159 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-01 | 6,063 | $0.00 | 6,063 | $0.00 |
Common Stock | Performance Rights | Acquisiton | 2016-07-01 | 6,063 | $0.00 | 6,063 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2016-07-01 | 7,407 | $0.00 | 7,407 | $15.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,159 | 2020-07-01 | No | 4 | A | Direct | |
6,063 | 2020-07-01 | No | 4 | A | Direct | |
6,063 | 2019-03-01 | No | 4 | A | Direct | |
7,407 | 2023-07-01 | No | 4 | A | Direct |
Footnotes
- Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.
- Sold pursuant to Mr. Finer's 10b5-1 plan dated December 3, 2015.
- Each restricted stock unit represents a contingent right to receive one share of ROVI common stock.
- Granted July 1, 2016, this restricted stock unit grant vests over four years with 50% vesting on the second anniversary of the grant date and 25% vesting on each of the remaining annual grant date anniversaries.
- Granted July 1, 2016, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- Granted July 1, 2016, these performance awards are based entirely on a three-year performance period and are eligible to vest after three years based upon the achievement of the following two factors, each weighted equally: (i) a three-year relative TSR metric of percentile ranking against a peer group established by our compensation committee, and (ii) three-year revenue compound annual growth rate and margin targets.
- Amendment filed to correct option shares granted July 1, 2016.
- Granted July 1, 2016 this option vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vests in equal monthly increments over the next three years.