Filing Details

Accession Number:
0001593678-16-000109
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-07-15 18:14:56
Reporting Period:
2016-07-01
Filing Date:
2016-07-15
Accepted Time:
2016-07-15 18:14:56
Original Submission Date:
2016-07-06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Patent Owners & Lessors (6794) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1678499 Dustin Finer C/O Rovi Corporation
2 Circle Star Way
San Carlos CA 94070
Chiefadmin&Internalopsofficer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-07-01 2,609 $15.54 33,266 No 4 F Direct
Common Stock Disposition 2016-07-06 2,391 $15.70 30,875 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2016-07-01 15,159 $0.00 15,159 $0.00
Common Stock Restricted Stock Units Acquisiton 2016-07-01 6,063 $0.00 6,063 $0.00
Common Stock Performance Rights Acquisiton 2016-07-01 6,063 $0.00 6,063 $0.00
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2016-07-01 7,407 $0.00 7,407 $15.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,159 2020-07-01 No 4 A Direct
6,063 2020-07-01 No 4 A Direct
6,063 2019-03-01 No 4 A Direct
7,407 2023-07-01 No 4 A Direct
Footnotes
  1. Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.
  2. Sold pursuant to Mr. Finer's 10b5-1 plan dated December 3, 2015.
  3. Each restricted stock unit represents a contingent right to receive one share of ROVI common stock.
  4. Granted July 1, 2016, this restricted stock unit grant vests over four years with 50% vesting on the second anniversary of the grant date and 25% vesting on each of the remaining annual grant date anniversaries.
  5. Granted July 1, 2016, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
  6. Granted July 1, 2016, these performance awards are based entirely on a three-year performance period and are eligible to vest after three years based upon the achievement of the following two factors, each weighted equally: (i) a three-year relative TSR metric of percentile ranking against a peer group established by our compensation committee, and (ii) three-year revenue compound annual growth rate and margin targets.
  7. Amendment filed to correct option shares granted July 1, 2016.
  8. Granted July 1, 2016 this option vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vests in equal monthly increments over the next three years.