Filing Details
- Accession Number:
- 0001209191-16-132855
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-15 12:04:38
- Reporting Period:
- 2016-07-13
- Filing Date:
- 2016-07-15
- Accepted Time:
- 2016-07-15 12:04:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-07-13 | 700 | $5.75 | 3,568,084 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-13 | 600 | $5.81 | 3,568,684 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-13 | 400 | $5.80 | 3,569,084 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-13 | 400 | $5.86 | 3,569,484 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-13 | 200 | $5.83 | 3,569,684 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-13 | 100 | $5.74 | 3,569,784 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-13 | 100 | $5.77 | 3,569,884 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-14 | 852 | $5.78 | 3,570,736 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-14 | 600 | $5.76 | 3,571,336 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-14 | 500 | $5.75 | 3,571,836 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-14 | 200 | $5.68 | 3,572,036 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-14 | 148 | $5.77 | 3,572,184 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-14 | 100 | $5.63 | 3,572,284 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-14 | 100 | $5.64 | 3,572,384 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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