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Filing Details

Accession Number:: 0001398344-16-015226
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-07-15 11:34:21
Reporting Period:: 2016-07-13

Filing Date:: 2016-07-15
Accepted Time:: 2016-07-15 11:34:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1310445	Virtus Total Return Fund	DCA	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1067621	Phillip Goldstein	60 Heritage Drive Pleasantville NY 10570	No	No	Yes	Yes
1581172	Opportunity Income Plus Lp	Park 80 West 250 Pehle Ave., Ste 708 Saddle Brook NJ 07663	No	No	Yes	Yes
1584439	Full Value Offshore Fund, Ltd.	Park 80 West - Plaza Two 250 Pehle Ave. Suite 708 Saddle Brook NJ 07663	No	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-07-13	1,194	$4.55	132,995	No	4	P	Direct
Common Stock	Acquisiton	2016-07-14	667	$4.56	133,662	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	288,662	Direct
Common Stock	20,196	Direct

Footnotes

This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons"). To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two related reports related to the same transaction(s) for the Section 13(d) group being filed with the Securities and Exchange Commission.
Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on May 23, 2016. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd.
Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP.
Shares of Common Stock beneficially owned by Phillip Goldstein. Mr. Goldstein is an owner of Bulldog Investors, LLC, an investment adviser registered with the Securities and Exchange Commission, and as a result may be deemed to have a beneficial interest in certain shares of Common Stock of the Issuer indirectly owned by Bulldog Investors, LLC. Such holdings are included in a separate Form 4 filed on behalf of Bulldog Investors, LLC. Mr. Goldstein disclaims beneficial interest in such shares reported by Bulldog Investors, LLC, except to the extent of any pecuniary interest therein.