Home > Insider Trading > Filing (0001140361-16-072480)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
916457	Calpine Corp	CPN	Electric Services (4911)	770212977

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1425785	A Jack Fusco	Calpine Corporation 717 Texas Avenue, Suite. 1000 Houston TX 77002		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2016-07-12	38,300	$14.99	684,525	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2016-07-12	9,600	$14.99	271,700	No	4	S	Indirect	Fusco Energy Investment LLP
Common Stock, Par Value $0.001 Per Share	Disposition	2016-07-13	6,700	$15.07	265,000	No	4	S	Indirect	Fusco Energy Investment LLP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	Fusco Energy Investment LLP
No	4	S	Indirect	Fusco Energy Investment LLP

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016. Mr. Fusco has become CEO of another company with which he entered into an employment agreement pursuant to which he is obligated to purchase $10 million worth of shares by December 31, 2016.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.91 per share to $15.12 per share, inclusive. The reporting person undertakes to provide to Calpine Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 per share to $15.09 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.