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Filing Details

Accession Number:: 0001137411-16-000209
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-07-13 16:58:48
Reporting Period:: 2016-07-11

Filing Date:: 2016-07-13
Accepted Time:: 2016-07-13 16:58:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137411	Rockwell Collins Inc	COL	Aircraft Parts & Auxiliary Equipment, Nec (3728)	522314475

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1377692	Kelly Robert Ortberg	M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001	Ceo & President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-07-11	25,474	$57.92	95,345	No	4	M	Direct
Common Stock	Disposition	2016-07-11	101	$83.46	95,244	No	4	S	Direct
Common Stock	Disposition	2016-07-11	20,673	$84.95	74,571	No	4	S	Direct
Common Stock	Disposition	2016-07-11	4,700	$85.07	69,871	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2016-07-11	25,474	$0.00	25,474	$57.92

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2016-11-09	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,811	Indirect	By Savings Plan

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016.
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of July 6, 2016.
The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $84.03 to $85.02, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $85.03 to $85.21, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2016.
Employee stock options granted pursuant to the Company's stock based plans.
The options are currently exercisable.
For the transaction in these derivative securities that occurred on June 30, 2016, the amount in this column was reported as zero. The amount should have been 25,474.