Filing Details
- Accession Number:
- 0001088825-16-000351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-13 16:04:17
- Reporting Period:
- 2016-07-11
- Filing Date:
- 2016-07-13
- Accepted Time:
- 2016-07-13 16:04:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1431533 | William Cella | 2160 Gold Street Alviso CA 95002 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-11 | 7,292 | $9.65 | 105,301 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-07-11 | 6,850 | $10.29 | 98,451 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-07-11 | 15,504 | $0.00 | 113,955 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-07-11 | 7,292 | $9.65 | 7,292 | $9.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-09-02 | 2016-09-02 | No | 4 | M | Direct |
Footnotes
- The reporting person sold these shares to cover the exercise price and fees associated with exercising the option.
- Weighted Average Sales Price - Actual sale prices range from $10.28 - $10.2901. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.
- Restricted shares shall vest 100% on first anniversary of grant.