Filing Details
- Accession Number:
- 0001144204-16-112810
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-13 16:01:44
- Reporting Period:
- 2016-07-12
- Filing Date:
- 2016-07-13
- Accepted Time:
- 2016-07-13 16:01:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1652362 | M Iii Acquisition Corp. | MIIIU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202993 | Y Mohsin Meghji | 3 Columbus Circle, 15Th Floor New York NY 10019 | See Remarks | Yes | Yes | Yes | No |
1673683 | M Iii Sponsor I Llc | 3 Columbus Circle, 15Th Floor New York NY 10019 | No | No | No | Yes | |
1673684 | M Iii Sponsor I Lp | 3 Columbus Circle, 15Th Floor New York NY 10019 | No | No | No | Yes | |
1675016 | M Iii Acquisition Partners I Llc | 3 Columbus Circle, 15Th Floor New York NY 10019 | No | No | No | Yes | |
1675026 | M Iii Acquisition Partners I Corp. | 3 Columbus Circle, 15Th Floor New York NY 10019 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-12 | 340,000 | $10.00 | 4,612,500 | No | 4 | P | Indirect | see footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | see footnote |
Footnotes
- These shares are underlying units (each unit consisting of one share of common stock and one warrant to purchase one-half of one share of common stock) held by M III Sponsor I LLC (the "LLC Sponsor") and M III Sponsor I LP (the "LP Sponsor," collectively with the LLC Sponsor, the "Sponsors"), acquired pursuant to a second amended and restated unit subscription agreement by and the Sponsors and the registrant. 300,000 of such shares underlying units were purchased by the LLC Sponsor, and 40,000 of such shares underlying units were purchased by the LP Sponsor.
- Mohsin Y. Meghji, the Chairman and Chief Executive Officer of the registrant, is the sole managing member of M III Acquisition Partners I LLC, the sole managing member of the LLC Sponsor. Mr. Meghji is also the Chief Executive Officer of M III Acquisition Partners I Corp., the sole general partner of the LP Sponsor. Mr. Meghji has sole voting and dispositive control over the shares held by the Sponsors and may be deemed the beneficial owner of such shares.
- Mr. Meghji disclaims beneficial ownership over any securities owned by the Sponsors in which he does not have any pecuniary interest.
- These shares include an aggregate of 562,500 shares that are subject to forfeiture by the Sponsors to the extent that the underwriters do not exercise their overallotment option in connection with the registrant's initial public offering in full.