Filing Details
- Accession Number:
- 0001209191-16-132518
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-13 14:14:08
- Reporting Period:
- 2016-07-11
- Filing Date:
- 2016-07-13
- Accepted Time:
- 2016-07-13 14:14:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-07-11 | 1,800 | $5.53 | 3,564,184 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-11 | 499 | $5.50 | 3,564,683 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-11 | 100 | $5.49 | 3,564,783 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-11 | 100 | $5.55 | 3,564,883 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-11 | 1 | $5.45 | 3,564,884 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-12 | 900 | $5.60 | 3,565,784 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-12 | 800 | $5.59 | 3,566,584 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-12 | 200 | $5.57 | 3,566,784 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-12 | 200 | $5.58 | 3,566,984 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-12 | 200 | $5.67 | 3,567,184 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-12 | 100 | $5.64 | 3,567,284 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-12 | 100 | $5.70 | 3,567,384 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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