Filing Details
- Accession Number:
- 0001179110-16-027624
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-07-13 13:35:24
- Reporting Period:
- 2015-12-08
- Filing Date:
- 2016-07-13
- Accepted Time:
- 2016-07-13 13:35:24
- Original Submission Date:
- 2016-02-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487058 | Tad Rivelle | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-26 | 0 | $0.00 | 107,849 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2016-01-22 | 0 | $0.00 | 855,854 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-12-11 | 15,000 | $5.20 | 204,463 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2015-12-11 | 2,600 | $5.20 | 207,063 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2016-02-17 | 800 | $5.12 | 207,863 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2016-02-17 | 9,200 | $5.13 | 217,063 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2016-02-17 | 6,500 | $5.13 | 223,563 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2016-02-17 | 400 | $5.14 | 223,963 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2016-02-17 | 1,000 | $5.14 | 224,963 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2016-02-17 | 100 | $5.14 | 225,063 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2016-02-17 | 100 | $5.14 | 225,163 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2016-02-17 | 1,900 | $5.14 | 227,063 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
Footnotes
- No transaction occurred in Common Stock owned indirectly by Reporting Person.
- No transaction occurred in Common Stock owned directly by Reporting Person.
Billionaire Hedge Funds
