Filing Details
- Accession Number:
- 0001628280-16-017587
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-12 19:39:44
- Reporting Period:
- 2016-07-08
- Filing Date:
- 2016-07-12
- Accepted Time:
- 2016-07-12 19:39:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383871 | Lifelock Inc. | LOCK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321419 | G Chris Power | 60 East Rio Salado Parkway Suite 400 Tempe AZ 85281 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-08 | 6,000 | $3.79 | 196,385 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-08 | 6,000 | $16.00 | 190,385 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-07-11 | 4,000 | $3.79 | 194,385 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-11 | 4,000 | $16.01 | 190,385 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-07-11 | 7,500 | $5.20 | 197,885 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-11 | 7,500 | $16.01 | 190,385 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2016-07-08 | 6,000 | $0.00 | 6,000 | $3.79 |
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2016-07-11 | 4,000 | $0.00 | 4,000 | $3.79 |
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2016-07-11 | 7,500 | $0.00 | 7,500 | $5.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 108,000 | 2021-02-10 | No | 4 | M | Direct | |
| 104,000 | 2021-02-10 | No | 4 | M | Direct | |
| 150,000 | 2022-03-29 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.02, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 25% of the total number of shares underlying this option vested on January 10, 2012. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the tenth of each month thereafter for a period of 36 months.
- 1,359 shares underlying this option vested monthly between April 29, 2012 and February 28, 2015 followed by 8,649 shares underlying this option vested monthly between March 29, 2015 and March 29, 2016.
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