Filing Details
- Accession Number:
- 0000814375-16-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-12 11:54:41
- Reporting Period:
- 2016-07-08
- Filing Date:
- 2016-07-12
- Accepted Time:
- 2016-07-12 11:54:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1432196 | Pershing Gold Corp. | PGLC | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 814375 | Donald Smith & Co., Inc. | 152 W. 57Th Street 22Nd Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Pershing Gold Corp | Disposition | 2016-07-08 | 90,000 | $4.89 | 3,250,000 | No | 4 | S | Indirect | Owned by 2 affiliates - Donald Smith Value Fund and Donald and Paula Smith Family Foundation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Owned by 2 affiliates - Donald Smith Value Fund and Donald and Paula Smith Family Foundation |
Footnotes
- Donald Smith Value Fund, L.P. holds 1,850,000 sharesDonald and Paula Smith Family Foundation holds 1,400,000 shares (after this reported transaction)
- Donald Smith & Co., Inc. does not hold any PGLC. The holding is owned by 2 affiliated entities: Donald Smith Value Fund, L.P. (holds 1,850,000 common stock and 925,000 warrants) and Donald and Paula Smith Family Foundation (holds 1,400,000 common stock after this reported transaction). Both entities are 100% personal discretionary accounts of Donald G. Smith, President.
Billionaire Hedge Funds
