Filing Details
- Accession Number:
- 0001209191-16-132272
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-11 15:22:36
- Reporting Period:
- 2016-07-07
- Filing Date:
- 2016-07-11
- Accepted Time:
- 2016-07-11 15:22:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-07-07 | 848 | $5.32 | 3,558,336 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-07 | 942 | $5.31 | 3,559,278 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-07 | 149 | $5.33 | 3,559,427 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-07 | 218 | $5.41 | 3,559,645 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-07 | 100 | $5.40 | 3,559,745 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-07 | 100 | $5.30 | 3,559,845 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-07 | 39 | $5.37 | 3,559,884 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-08 | 1,515 | $5.48 | 3,561,399 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-08 | 446 | $5.50 | 3,561,845 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-08 | 534 | $5.49 | 3,562,379 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-08 | 5 | $5.47 | 3,562,384 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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| No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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