Filing Details
- Accession Number:
- 0001127602-16-057828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-11 12:03:26
- Reporting Period:
- 2016-07-07
- Filing Date:
- 2016-07-11
- Accepted Time:
- 2016-07-11 12:03:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1568260 | L James Ossowski | 3350 Peachtree Road Northeast Suite 150 Atlanta GA 30326 | Vp Finance & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-07-07 | 10,000 | $20.00 | 35,346 | No | 4 | S | Indirect | Via Michelle L Ossowski Liv Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Via Michelle L Ossowski Liv Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 51,880 | Direct | |
Units | 1,655 | Indirect | Via 401(k) |
Footnotes
- This sale was executed pursuant to a 10b5-1 Plan dated February 8, 2016.
- Mr. Ossowski transferred 22,388 of his directly owned shares of PulteGroup, Inc. common stock to the Michelle L Ossowski Living Trust, for which he is a co-trustee on about February 26, 2016.
- Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 3,662.595 shares of PulteGroup, Inc. Common Stock held in the Fund as of 7/7/2016.