Filing Details
- Accession Number:
- 0001127602-16-057809
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-08 18:48:25
- Reporting Period:
- 2016-07-07
- Filing Date:
- 2016-07-08
- Accepted Time:
- 2016-07-08 18:48:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1322996 | R James Ellinghausen | 3350 Peachtree Road Northeast Suite 150 Atlanta GA 30326 | Exec. Vice President-Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-07 | 50,000 | $12.34 | 532,931 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-07 | 50,000 | $20.00 | 482,931 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-07-08 | 50,000 | $12.34 | 532,931 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-08 | 50,000 | $20.50 | 482,931 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-07-07 | 50,000 | $0.00 | 50,000 | $12.34 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-07-08 | 50,000 | $0.00 | 50,000 | $12.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2011-08-18 | 2019-08-18 | No | 4 | M | Direct |
| 50,000 | 2011-08-18 | 2019-08-18 | No | 4 | M | Direct |
Footnotes
- This sale was executed pursuant to a 10b5-1 Plan dated February 25, 2016.
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