Filing Details
- Accession Number:
- 0001144204-16-112092
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-07-07 20:04:12
- Reporting Period:
- 2016-07-05
- Filing Date:
- 2016-07-07
- Accepted Time:
- 2016-07-07 20:04:12
- Original Submission Date:
- 2013-11-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1528558 | Rouse Properties Inc. | RSE | Real Estate (6500) | 900750824 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1590890 | Brookfield Retail Holdings Iv-B Sub Ii Llc | Brookfield Place 250 Vesey Street, 15Th Floor New York NY 10281 | No | No | No | Yes | |
1590892 | Brookfield Retail Holdings Iii Sub Ii Llc | Brookfield Place 250 Vesey Street, 15Th Floor New York NY 10281 | No | No | No | Yes | |
1590893 | Brookfield Retail Holdings Iv-A Sub Ii Llc | Brookfield Place 250 Vesey Street, 15Th Floor New York NY 10281 | No | No | No | Yes | |
1590908 | Brookfield Retail Holdings Ii Sub Ii Llc | Brookfield Place 250 Vesey Street, 15Th Floor New York NY 10281 | No | No | No | Yes | |
1590910 | Brookfield Retail Holdings Iv-D Sub Ii Llc | Brookfield Place 250 Vesey Street, 15Th Floor New York NY 10281 | No | No | No | Yes | |
1590911 | Brookfield Retail Holdings Iv-C Sub Ii Llc | Brookfield Place 250 Vesey Street, 15Th Floor New York NY 10281 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Par Value $0.01 | Disposition | 2016-07-05 | 19,387,625 | $18.25 | 0 | No | 4 | S | Direct | |
Series I Preferred Stock Par Value $0.01 | Acquisiton | 2016-07-05 | 19,387,625 | $18.25 | 19,387,625 | No | 4 | P | Direct | |
Series I Preferred Stock Par Value $0.01 | Disposition | 2016-07-06 | 193,876 | $1,825.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct |
Footnotes
- Pursuant to the Exchange Agreement entered into by and among Rouse Properties, Inc. ("Rouse") and Brookfield Retail Holdings VII LLC, New Brookfield Retail Holdings R2 LLC, Brookfield BPY Retail Holdings II LLC, Brookfield Retail Holdings III Sub II LLC, Brookfield Retail Holdings II Sub II LLC, Brookfield Retail Holdings IV-A Sub II LLC, Brookfield Retail Holdings IV-B Sub II LLC, Brookfield Retail Holdings IV-C Sub II LLC and Brookfield Retail Holdings IV-D Sub II LLC (collectively, the "Exchange Parties"), dated February 25, 2016 (the "Exchange Agreement"), on July 5, 2016 the Exchange Parties contributed, assigned, transferred and delivered to Rouse an aggregate of 19,387,625 common shares of Rouse owned by the Exchange Parties in exchange for the issuance of 19,387,625 shares of Series I Preferred Stock of Rouse (the "Exchange Shares").
- Following the consummation of the Merger (as described more fully below), each Exchange Share was converted into 0.01 Series I Preferred Shares of the Surviving Corporation (as defined below) and subsequently, through a series of transactions among affiliates of BAM (the "Contribution Transactions"), contributed to Parent (as defined below). The Reporting Owners disposed of the 19,387,625 common shares of Rouse, and acquired and subsequently disposed of the Exchange Shares, through the contribution and exchange under the Exchange Agreement and the Contribution Transactions. A copy of the Exchange Agreement is filed as Exhibit 10.2 to Rouse's Current Report on Form 8-K filed February 29, 2016.
- Pursuant to the Agreement and Plan of Merger by and among Rouse, BSREP II Retail Pooling LLC ("Parent"), BSREP II Retail Holdings Corp. ("Acquisition Sub") and, solely for purposes of Section 10.14 therein, Brookfield Strategic Real Estate Partners II-A L.P., Brookfield Strategic Real Estate Partners II-A (ER) L.P., Brookfield Strategic Real Estate Partners II-B L.P., Brookfield Strategic Real Estate Partners II-C L.P., Brookfield Strategic Real Estate Partners II-C (ER) L.P., , and Brookfield Strategic Real Estate Partners II BPY Borrower L.P., dated February 25, 2016 (the "Merger Agreement"), Acquisition Sub was merged with and into Rouse (the "Merger"), with Rouse surviving the merger as the surviving corporation and a subsidiary of Parent (the "Surviving Corporation"). A copy of the Merger Agreement is filed as Annex A to Rouse's Proxy Statement on Form 14A filed on May 27, 2016.