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Filing Details

Accession Number:: 0000921895-16-005111
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-07-07 18:22:01
Reporting Period:: 2016-07-05

Filing Date:: 2016-07-07
Accepted Time:: 2016-07-07 18:22:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1172136	Us Geothermal Inc	HTM	Electric Services (4911)	841472231

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1461945	Jcp Investment Management, Llc	1177 West Loop South Suite 1650 Houston TX 77027	No	No	Yes	No
1461946	Jcp Investment Partnership, Lp	1177 West Loop South Suite 1650 Houston TX 77027	No	No	No	Yes
1461947	Jcp Investment Partners, Lp	1177 West Loop South Suite 1650 Houston TX 77027	No	No	Yes	No
1461948	Jcp Investment Holdings, Llc	1177 West Loop South Suite 1650 Houston TX 77027	No	No	Yes	No
1462171	C James Pappas	1177 West Loop South Suite 1650 Houston TX 77027	No	No	Yes	No
1669137	Jcp Drawdown Partnership Iii, Lp	1177 West Loop South Suite 1650 Houston TX 77027	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-07-05	49,756	$0.83	10,066,499	No	4	P	Indirect	By: JCP Drawdown Partnership III, LP
Common Stock	Acquisiton	2016-07-06	8,083	$0.83	10,074,582	No	4	P	Indirect	By: JCP Drawdown Partnership III, LP
Common Stock	Acquisiton	2016-07-07	39,558	$0.83	10,114,140	No	4	P	Indirect	By: JCP Drawdown Partnership III, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By: JCP Drawdown Partnership III, LP
No	4	P	Indirect	By: JCP Drawdown Partnership III, LP
No	4	P	Indirect	By: JCP Drawdown Partnership III, LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,630,160	Indirect	By: JCP Investment Partnership, LP

Footnotes

This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Drawdown Partnership III, LP ("JCP Drawdown III"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
Represents shares of Common Stock owned directly by JCP Drawdown III. JCP Partners, as the general partner of JCP Drawdown III, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. JCP Management, as the investment manager of JCP Drawdown III, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III.