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Home > Insider Trading > Filing (0000899243-16-024748)

Filing Details

Accession Number:: 0000899243-16-024748
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-07-07 17:09:22
Reporting Period:: 2016-07-06

Filing Date:: 2016-07-07
Accepted Time:: 2016-07-07 17:09:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1377936	Saratoga Investment Corp.	SAR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1349483	L Christian Oberbeck	C/O Saratoga Investment Corp. 535 Madison Avenue New York NY 10022	Ceo And Director	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-07-06	1,586	$17.08	183,061	No	4	P	Indirect	By Saratoga Investment Advisors, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Saratoga Investment Advisors, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	511,006	Direct
Common Stock	202,437	Indirect	CLO Partners LLC