Filing Details
- Accession Number:
- 0001104659-16-131384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-06 21:22:46
- Reporting Period:
- 2016-07-06
- Filing Date:
- 2016-07-06
- Accepted Time:
- 2016-07-06 21:22:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1556263 | Syros Pharmaceuticals Inc. | SYRS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219042 | Robert Nelsen | C/O Arch Venture Partners 8755 West Higgins Road, Suite 1025 Chicago IL 60631 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-06 | 266,666 | $0.00 | 479,999 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2016-07-06 | 1,333,333 | $0.00 | 1,813,332 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2016-07-06 | 2,000,000 | $0.00 | 3,813,332 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2016-07-06 | 423,805 | $0.00 | 4,237,137 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2016-07-06 | 400,000 | $12.50 | 4,637,137 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred Stock | Disposition | 2016-07-06 | 1,000,000 | $0.00 | 266,666 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2016-07-06 | 5,000,000 | $0.00 | 1,333,333 | $0.00 |
Common Stock | Series A-3 Preferred Stock | Disposition | 2016-07-06 | 7,500,000 | $0.00 | 2,000,000 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2016-07-06 | 1,589,269 | $0.00 | 423,805 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series A-1 Preferred Stock converted into Common Stock on a 3.75-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A-1 Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- The Series A-2 Preferred Stock converted into Common Stock on a 3.75-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A-2 Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- The Series A-3 Preferred Stock converted into Common Stock on a 3.75-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A-3 Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- The Series B Preferred Stock converted into Common Stock on a 3.75-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- These shares are owned directly by ARCH Venture Fund VII, L.P. ("ARCH Fund VII"). The sole general partner of ARCH Fund VII is ARCH Venture Partners VII, L.P. ("ARCH Partners VII"). The sole general partner of ARCH Partners VII is ARCH Venture Partners VII, LLC ("ARCH VII LLC"). The Managing Directors of ARCH VII LLC, Robert T. Nelsen, Keith Crandell and Clinton Bybee, are deemed to have voting and dispositive power over the shares and may be deemed to beneficially own certain shares held by ARCH Fund VII. Each Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of such securities for Section 16 or any other purpose.