Filing Details

Accession Number:
0001104659-16-131384
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-06 21:22:46
Reporting Period:
2016-07-06
Filing Date:
2016-07-06
Accepted Time:
2016-07-06 21:22:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1556263 Syros Pharmaceuticals Inc. SYRS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219042 Robert Nelsen C/O Arch Venture Partners
8755 West Higgins Road, Suite 1025
Chicago IL 60631
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-06 266,666 $0.00 479,999 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-07-06 1,333,333 $0.00 1,813,332 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-07-06 2,000,000 $0.00 3,813,332 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-07-06 423,805 $0.00 4,237,137 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-07-06 400,000 $12.50 4,637,137 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-1 Preferred Stock Disposition 2016-07-06 1,000,000 $0.00 266,666 $0.00
Common Stock Series A-2 Preferred Stock Disposition 2016-07-06 5,000,000 $0.00 1,333,333 $0.00
Common Stock Series A-3 Preferred Stock Disposition 2016-07-06 7,500,000 $0.00 2,000,000 $0.00
Common Stock Series B Preferred Stock Disposition 2016-07-06 1,589,269 $0.00 423,805 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series A-1 Preferred Stock converted into Common Stock on a 3.75-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A-1 Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  2. The Series A-2 Preferred Stock converted into Common Stock on a 3.75-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A-2 Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  3. The Series A-3 Preferred Stock converted into Common Stock on a 3.75-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A-3 Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  4. The Series B Preferred Stock converted into Common Stock on a 3.75-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  5. These shares are owned directly by ARCH Venture Fund VII, L.P. ("ARCH Fund VII"). The sole general partner of ARCH Fund VII is ARCH Venture Partners VII, L.P. ("ARCH Partners VII"). The sole general partner of ARCH Partners VII is ARCH Venture Partners VII, LLC ("ARCH VII LLC"). The Managing Directors of ARCH VII LLC, Robert T. Nelsen, Keith Crandell and Clinton Bybee, are deemed to have voting and dispositive power over the shares and may be deemed to beneficially own certain shares held by ARCH Fund VII. Each Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of such securities for Section 16 or any other purpose.