Filing Details
- Accession Number:
- 0001225208-16-036360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-06 17:34:51
- Reporting Period:
- 2016-07-01
- Filing Date:
- 2016-07-06
- Accepted Time:
- 2016-07-06 17:34:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
16918 | Constellation Brands Inc. | STZ | Beverages (2080) | 160716709 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553612 | Eric David Klein | C/O Constellation Brands, Inc. 207 High Point Drive, Building 100 Victor NY 14564 | Exec Vice Pres. & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-07-01 | 2,950 | $0.00 | 36,152 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2016-07-01 | 2,950 | $0.00 | 39,102 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-07-01 | 3,044 | $163.61 | 36,058 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2016-07-05 | 14,300 | $0.00 | 50,358 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2016-07-05 | 14,300 | $166.27 | 36,058 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Performance Share Units | Disposition | 2016-07-01 | 2,950 | $0.00 | 2,950 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2016-07-01 | 2,950 | $0.00 | 2,950 | $0.00 |
Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2016-07-05 | 10,000 | $19.12 | 10,000 | $0.00 |
Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2016-07-05 | 4,300 | $24.62 | 4,300 | $0.00 |
Class A Common Stock | Class 1 (convertible) Common Stock | Disposition | 2016-07-05 | 14,300 | $0.00 | 14,300 | $0.00 |
Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-07-05 | 10,000 | $0.00 | 10,000 | $19.12 |
Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-07-05 | 4,300 | $0.00 | 4,300 | $24.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | 2016-07-01 | No | 4 | M | Direct | |
10,000 | No | 4 | M | Direct | ||
14,300 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct | ||
14,350 | 2018-04-01 | No | 4 | M | Direct | |
0 | 2017-10-03 | No | 4 | M | Direct |
Footnotes
- Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $166.09 to $166.49, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The performance share units disposed of in the reported transaction vested on July 1, 2016. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
- The restricted stock units disposed of in the reported transaction vested on July 1, 2016. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
- Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
- 100% of this option has become exercisable.