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Home > Insider Trading > Filing (0001209191-16-131752)

Filing Details

Accession Number:
0001209191-16-131752
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-06 17:13:20
Reporting Period:
2016-07-01
Filing Date:
2016-07-06
Accepted Time:
2016-07-06 17:13:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620533 Shake Shack Inc. SHAK () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1175523 Leonard Green Partners Lp 11111 Santa Monica Blvd
Suite 2000
Los Angeles CA 90025		 Yes No Yes No
1175525 Lgp Management Inc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025		 Yes No Yes No
1531051 Green Equity Investors Vi, L.p. 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025		 Yes No Yes No
1531059 Green Equity Investors Side Vi, L.p. 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025		 Yes No Yes No
1568925 Lgp Malted Coinvest Llc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025		 Yes No Yes No
1632071 Gei Capital Vi, Llc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025		 Yes No Yes No
1632074 Green Vi Holdings, Llc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025		 Yes No Yes No
1632725 Peridot Coinvest Manager Llc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles, CA 90025		 Yes No Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-07-01 22,505 $36.50 237,145 No 4 S Direct
Class A Common Stock Disposition 2016-07-01 1,642 $36.50 11,048 No 4 S Direct
Class A Common Stock Disposition 2016-07-01 13,413 $36.50 2,145,234 No 4 S Direct
Class A Common Stock Disposition 2016-07-01 7,454 $37.15 229,691 No 4 S Direct
Class A Common Stock Disposition 2016-07-01 544 $37.15 10,504 No 4 S Direct
Class A Common Stock Disposition 2016-07-01 4,442 $37.15 2,140,792 No 4 S Direct
Class A Common Stock Disposition 2016-07-05 29,719 $36.03 199,972 No 4 S Direct
Class A Common Stock Disposition 2016-07-05 2,169 $36.03 8,335 No 4 S Direct
Class A Common Stock Disposition 2016-07-05 17,712 $36.03 2,123,080 No 4 S Direct
Class A Common Stock Disposition 2016-07-05 239 $37.16 199,733 No 4 S Direct
Class A Common Stock Disposition 2016-07-05 18 $37.16 8,317 No 4 S Direct
Class A Common Stock Disposition 2016-07-05 143 $37.16 2,122,937 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 0 3,362,230 Direct
Class A Common Stock Class B Common Stock $0.00 0 251,668 Direct
Class A Common Stock Employee Stock Option (right to buy) $34.62 2017-05-19 2026-05-19 2,003 10,254 Indirect
Class A Common Stock Employee Stock Option (right to buy) $21.00 2016-01-29 2025-01-29 8,251 10,254 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 3,362,230 Direct
0 251,668 Direct
2026-05-19 2,003 10,254 Indirect
2025-01-29 8,251 10,254 Indirect
Footnotes
  1. Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI").
  2. This transaction was executed in multiple trades at prices ranging from $36.02 to $37.01. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.
  3. Represents shares owned by GEI VI.
  4. GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.
  5. Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.
  6. Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
  7. Represents shares sold by Malted.
  8. Represents shares owned by Malted.
  9. Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
  10. Represents shares sold by GEI Side VI.
  11. Represents shares owned by GEI Side VI.
  12. Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
  13. This transaction was executed in multiple trades at prices ranging from $37.02 to $37.31. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.
  14. This transaction was executed in multiple trades at prices ranging from $35.69 to $36.63. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.
  15. This transaction was executed in multiple trades at prices ranging from $37.15 to $37.18. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.
  16. Pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, shares of B-Common can be paired with LLC Interests on a one-to-one basis and tendered to the Issuer in exchange for shares of A-Common (or cash, at the Issuer's election).
  17. Not applicable.
  18. These options will vest on May 19, 2017.
  19. Represents options granted in respect of Mr. Sokoloff's service on the Issuer's board of directors. Of the 10,254 options reported, 8,251 vested onJanuary 29, 2016 and 2,003 will vest on May 19, 2017.
  20. The options reported on this row were granted in respect of Mr. Sokoloff's service on the Issuer's board of directors and are held by Mr. Sokoloff for the benefit of LGP. LGP directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
  21. These options vested on January 29, 2016.
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