Filing Details
- Accession Number:
- 0000950142-16-004060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-06 17:10:27
- Reporting Period:
- 2016-07-06
- Filing Date:
- 2016-07-06
- Accepted Time:
- 2016-07-06 17:10:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1556263 | Syros Pharmaceuticals Inc. | SYRS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1172252 | N Andrew Schiff | C/O Aisling Capital Llc 888 Seventh Ave., 12Th Floor New York NY 10106 | No | No | Yes | No | |
1250195 | Steve Elms | C/O Aisling Capital Llc 888 Seventh Ave., 12Th Floor New York NY 10106 | No | No | Yes | No | |
1297291 | J Dennis Purcell | C/O Aisling Capital Llc 888 Seventh Ave., 12Th Floor New York NY 10106 | No | No | Yes | No | |
1444717 | Aisling Capital Iii Lp | 888 Seventh Ave., 12Th Floor New York NY 10106 | No | No | Yes | No | |
1532634 | Aisling Capital Partners Iii Lp | 888 Seventh Ave., 12Th Floor New York NY 10106 | No | No | Yes | No | |
1532635 | Aisling Capital Partners Iii Llc | 888 Seventh Ave., 12Th Floor New York NY 10106 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-06 | 508,565 | $0.00 | 508,565 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2016-07-06 | 400,000 | $12.50 | 908,565 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2016-07-06 | 1,907,122 | $0.00 | 508,565 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- The Series B Preferred Stock converted into Common Stock on a 3.75-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- The securities are directly held by Aisling Capital III, LP ("Aisling"), and indirectly held by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members and partners (collectively, the "Managers") of Aisling GP and Aisling Partners. The Managers of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms.