Filing Details
- Accession Number:
- 0001127602-16-057547
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-06 16:15:37
- Reporting Period:
- 2016-07-01
- Filing Date:
- 2016-07-06
- Accepted Time:
- 2016-07-06 16:15:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203671 | M Gloria Mccarthy | 120 Monument Circle Indianapolis IN 46204 | Evp & Chief Administrative Off | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-01 | 927 | $77.50 | 46,167 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-07-01 | 3,859 | $89.44 | 50,026 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-07-01 | 3,000 | $130.96 | 47,026 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-01 | 1,786 | $131.69 | 45,240 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-07-01 | 927 | $0.00 | 927 | $77.50 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-07-01 | 3,859 | $0.00 | 3,859 | $89.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-06-03 | No | 4 | M | Direct | |
19,057 | 2021-03-03 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.
- This transaction was executed in multiple trades at prices ranging from $130.39 to $131.30. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $131.55 to $131.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option, representing a right to purchase a total of 5,562 shares, became exercisable in six semi-annual installments of 927 shares each beginning on December 3, 2013, which was the six-month anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 25,671 shares, became exercisable in three semi-annual installments of 4,278 shares each and three semi-annual installments of 4,279 shares each beginning on September 3, 2014, which was the six-month anniversary of the date on which the option was granted.