Filing Details
- Accession Number:
- 0001209191-16-131445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-06 14:26:55
- Reporting Period:
- 2016-07-01
- Filing Date:
- 2016-07-06
- Accepted Time:
- 2016-07-06 14:26:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
92122 | Southern Co | SO | Electric Services (4911) | 580690070 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1573512 | Greene Kimberly S, | 30 Ivan Allen Jr. Blvd Atlanta GA 30308 | Evp & Coo, Southern Co. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Southern Company Common Stock | Acquisiton | 2016-07-05 | 141,818 | $41.28 | 177,686 | No | 4 | M | Direct | |
Southern Company Common Stock | Disposition | 2016-07-05 | 141,818 | $54.00 | 35,868 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Southern Company Common Stock | Option Right to Buy | Disposition | 2016-07-05 | 141,818 | $0.00 | 141,818 | $41.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
70,909 | 2015-02-10 | 2024-02-10 | No | 4 | M | Direct |
Footnotes
- Amount of securities beneficially owned includes 6,163 shares of Southern Company Common Stock and 29,705.3653 shares of Southern Company Common Stock representing remaining underlying time vesting RSUs and related DEUs that have not yet vested. The time vesting RSUs and related DEUs are settled one for one in shares of Southern Company Common Stock.
- Options vest 33% per year on the anniversary of the grant date.
- Includes the right to have shares withheld upon exercise to satisfy tax withholding obligations.
- Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.