Filing Details
- Accession Number:
- 0001209191-16-131321
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-05 19:36:06
- Reporting Period:
- 2016-06-30
- Filing Date:
- 2016-07-05
- Accepted Time:
- 2016-07-05 19:36:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1469367 | Sunrun Inc. | RUN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1078748 | B William Elmore | 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
1205496 | G Paul Koontz | 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
1205498 | N Michael Schuh | 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
1205501 | R Paul Holland | 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
1399347 | M Warren Weiss | 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
1452009 | Charles Moldow | 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
1567929 | Steven Vassallo | 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-06-30 | 1,100,000 | $0.00 | 11,941,468 | No | 4 | J | Indirect | By Foundation Capital VI, L.P. |
Common Stock | Acquisiton | 2016-06-30 | 283,250 | $0.00 | 283,250 | No | 4 | J | Indirect | By Foundation Capital Management Co. VI, L.L.C. |
Common Stock | Disposition | 2016-06-30 | 283,250 | $0.00 | 0 | No | 4 | J | Indirect | By Foundation Capital Management Co. VI, L.L.C. |
Common Stock | Disposition | 2016-06-30 | 89,619 | $0.00 | 89,619 | No | 4 | J | Indirect | By Foundation Capital VI Principals Fund, LLC |
Common Stock | Acquisiton | 2016-06-30 | 25,425 | $0.00 | 42,006 | No | 4 | J | Indirect | By William B. Elmore Revocable Trust |
Common Stock | Acquisiton | 2016-06-30 | 24,710 | $0.00 | 57,227 | No | 4 | J | Indirect | By Holland/Yates Family Trust dtd 7/23/1999 |
Common Stock | Acquisiton | 2016-06-30 | 2,674 | $0.00 | 59,901 | No | 4 | J | Indirect | By Holland/Yates Family Trust dtd 7/23/1999 |
Common Stock | Acquisiton | 2016-06-30 | 4,113 | $0.00 | 9,532 | No | 4 | J | Indirect | By The Holland Childrens Trust |
Common Stock | Acquisiton | 2016-06-30 | 35,834 | $0.00 | 54,680 | No | 4 | J | Indirect | By Moldow Family Trust dated 11/11/2003 |
Common Stock | Acquisiton | 2016-06-30 | 1,605 | $0.00 | 56,285 | No | 4 | J | Indirect | By Moldow Family Trust dated 11/11/2003 |
Common Stock | Acquisiton | 2016-06-30 | 4,542 | $0.00 | 4,542 | No | 4 | J | Indirect | By The Moldow 2008 Childrens Trust |
Common Stock | Acquisiton | 2016-06-30 | 25,513 | $0.00 | 25,513 | No | 4 | J | Indirect | By Vassallo Family Revocable Trust dated 7/15/02 |
Common Stock | Acquisiton | 2016-06-30 | 30,041 | $0.00 | 70,826 | No | 4 | J | Indirect | By Warren M. Weiss Trust UA dated 7/20/2005 |
Common Stock | Acquisiton | 2016-06-30 | 5,349 | $0.00 | 76,175 | No | 4 | J | Indirect | By Warren M. Weiss Trust UA dated 7/20/2005 |
Common Stock | Acquisiton | 2016-06-30 | 5,588 | $0.00 | 13,190 | No | 4 | J | Indirect | By Ally L. Weiss GST Exempt Trust |
Common Stock | Acquisiton | 2016-06-30 | 5,588 | $0.00 | 13,190 | No | 4 | J | Indirect | By Shane T. Weiss GST Exempt Trust |
Common Stock | Acquisiton | 2016-06-30 | 6,685 | $0.00 | 15,194 | No | 4 | J | Indirect | By Koontz Revocable Trust U/A/D 6/29/1998 |
Common Stock | Acquisiton | 2016-06-30 | 11,711 | $0.00 | 26,470 | No | 4 | J | Indirect | By Michael N. & Mary G. Schuh 1990 Family Trust |
Common Stock | Acquisiton | 2016-06-30 | 2,674 | $0.00 | 29,144 | No | 4 | J | Indirect | By Michael N. & Mary G. Schuh 1990 Family Trust |
Common Stock | Acquisiton | 2016-06-30 | 755 | $0.00 | 755 | No | 4 | J | Indirect | By Foundation Capital, LLC |
Common Stock | Acquisiton | 2016-06-30 | 26,746 | $0.00 | 26,746 | No | 4 | J | Indirect | By Elmore Family Investments B, LP |
Common Stock | Disposition | 2016-07-01 | 1,313 | $5.74 | 11,877 | No | 4 | S | Indirect | By Shane T. Weiss GST Exempt Trust |
Common Stock | Disposition | 2016-07-01 | 1,313 | $5.74 | 11,877 | No | 4 | S | Indirect | By Ally L. Weiss GST Exempt Trust |
Common Stock | Disposition | 2016-07-01 | 4,542 | $5.66 | 0 | No | 4 | S | Indirect | By The Moldow 2008 Childrens Trust |
Common Stock | Disposition | 2016-07-01 | 37,439 | $5.44 | 18,846 | No | 4 | S | Indirect | By Moldow Family Trust dated 11/11/2003 |
Common Stock | Disposition | 2016-07-01 | 7,169 | $5.56 | 69,006 | No | 4 | S | Indirect | By Warren M. Weiss Trust UA dated 7/20/2005 |
Common Stock | Disposition | 2016-07-01 | 755 | $5.47 | 0 | No | 4 | S | Indirect | By Foundation Capital, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Foundation Capital VI, L.P. |
No | 4 | J | Indirect | By Foundation Capital Management Co. VI, L.L.C. |
No | 4 | J | Indirect | By Foundation Capital Management Co. VI, L.L.C. |
No | 4 | J | Indirect | By Foundation Capital VI Principals Fund, LLC |
No | 4 | J | Indirect | By William B. Elmore Revocable Trust |
No | 4 | J | Indirect | By Holland/Yates Family Trust dtd 7/23/1999 |
No | 4 | J | Indirect | By Holland/Yates Family Trust dtd 7/23/1999 |
No | 4 | J | Indirect | By The Holland Childrens Trust |
No | 4 | J | Indirect | By Moldow Family Trust dated 11/11/2003 |
No | 4 | J | Indirect | By Moldow Family Trust dated 11/11/2003 |
No | 4 | J | Indirect | By The Moldow 2008 Childrens Trust |
No | 4 | J | Indirect | By Vassallo Family Revocable Trust dated 7/15/02 |
No | 4 | J | Indirect | By Warren M. Weiss Trust UA dated 7/20/2005 |
No | 4 | J | Indirect | By Warren M. Weiss Trust UA dated 7/20/2005 |
No | 4 | J | Indirect | By Ally L. Weiss GST Exempt Trust |
No | 4 | J | Indirect | By Shane T. Weiss GST Exempt Trust |
No | 4 | J | Indirect | By Koontz Revocable Trust U/A/D 6/29/1998 |
No | 4 | J | Indirect | By Michael N. & Mary G. Schuh 1990 Family Trust |
No | 4 | J | Indirect | By Michael N. & Mary G. Schuh 1990 Family Trust |
No | 4 | J | Indirect | By Foundation Capital, LLC |
No | 4 | J | Indirect | By Elmore Family Investments B, LP |
No | 4 | S | Indirect | By Shane T. Weiss GST Exempt Trust |
No | 4 | S | Indirect | By Ally L. Weiss GST Exempt Trust |
No | 4 | S | Indirect | By The Moldow 2008 Childrens Trust |
No | 4 | S | Indirect | By Moldow Family Trust dated 11/11/2003 |
No | 4 | S | Indirect | By Warren M. Weiss Trust UA dated 7/20/2005 |
No | 4 | S | Indirect | By Foundation Capital, LLC |
Footnotes
- Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on June 30, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
- Foundation Capital Management Co. VI, L.L.C. is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
- Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.
- Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on June 30, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
- Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on June 30, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
- The shares are held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.
- The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
- Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC described in footnote 5 above.
- The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
- The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.
- The shares are held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein.
- The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.
- The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein.
- The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein.
- The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein.
- The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
- The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein.
- Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
- The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.65 to $5.85 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.50 to $5.85 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.20 to $5.85 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.35 to $5.85 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
- On July 1, 2016, Foundation Capital, LLC sold 755 shares of stock pursuant to a 10b5-1 Plan dated May 31, 2016.
- All shares were sold at this price.