Filing Details
- Accession Number:
- 0001209191-16-131272
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-05 18:11:42
- Reporting Period:
- 2016-06-30
- Filing Date:
- 2016-07-05
- Accepted Time:
- 2016-07-05 18:11:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1092796 | Smith & Wesson Holding Corp | SWHC | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 870543688 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1537544 | Peter Mark Smith | 2100 Roosevelt Avenue Springfield MA 01104 | See Remarks. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-30 | 38,500 | $0.00 | 70,787 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-30 | 16,993 | $27.18 | 53,794 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-07-01 | 21,507 | $27.07 | 32,287 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Rights | Disposition | 2016-06-30 | 38,500 | $0.00 | 38,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-04-26 | No | 4 | M | Direct |
Footnotes
- Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is the maximum number of shares that may be delivered pursuant to the award.
- Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.
- The shares were sold pursuant to a 10b5-1 Trading Plan dated September 18, 2015, as amended on December 24, 2015 and March 28, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.86 to $27.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.