Filing Details
- Accession Number:
- 0001209191-16-131267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-05 18:04:48
- Reporting Period:
- 2016-06-30
- Filing Date:
- 2016-07-05
- Accepted Time:
- 2016-07-05 18:04:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1092796 | Smith & Wesson Holding Corp | SWHC | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 870543688 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247555 | D Jeffrey Buchanan | 2100 Roosevelt Avenue Springfield MA 01104 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-30 | 46,436 | $0.00 | 159,792 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-30 | 21,848 | $27.18 | 137,944 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-07-05 | 58,645 | $27.95 | 79,299 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Rights | Disposition | 2016-06-30 | 46,436 | $0.00 | 46,436 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-04-26 | No | 4 | M | Direct |
Footnotes
- Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is the maximum number of shares that may be delivered pursuant to the award.
- Includes 922 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2016.
- Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.
- The shares were sold pursuant to a 10b5-1 Trading Plan dated September 24, 2015, as amended on December 18, 2015 and March 23, 2016.