Filing Details
- Accession Number:
- 0000768835-16-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-05 16:18:25
- Reporting Period:
- 2016-07-01
- Filing Date:
- 2016-07-05
- Accepted Time:
- 2016-07-05 16:18:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 768835 | Big Lots Inc | BIG | Retail-Variety Stores (5331) | 061119097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557088 | Allen Michael Schlonsky | 300 Phillipi Road Columbus OH 43228 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-01 | 15,000 | $35.92 | 51,439 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-01 | 14,900 | $50.26 | 36,539 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-07-01 | 100 | $50.67 | 36,439 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Purchase Option | Disposition | 2016-07-01 | 15,000 | $0.00 | 15,000 | $35.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-05 | 2017-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,184 | Indirect | By the 401(k) Plan |
| Common Stock | 3,300 | Indirect | By the Trust |
Footnotes
- The sale reported in this Form 4 was made pursuant to a plan intended to comply with Rule 10b5-1.
- The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $49.671 to $50.66. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- Common Stock held under the Big Lots Savings Plan ("401(k) Plan"). This information is based on a 401(k) Plan report dated July 5, 2016.
- The reporting person was appointed trustee of the Joseph Schlonsky 2007 Trust (the "Trust") on September 30, 2012. The reporting person's sibling is the sole beneficiary of the Trust.
- The date upon which this Stock Purchase Option became fully exercisable.
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