Filing Details
- Accession Number:
- 0001354488-16-007983
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-05 16:02:59
- Reporting Period:
- 2016-06-30
- Filing Date:
- 2016-07-05
- Accepted Time:
- 2016-07-05 16:02:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Crude Petroleum & Natural Gas (1311) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317211 | L Gregory Overholtzer | 4125 Blackhawk Plaza Circle, Suite 201A Danville CA 94506 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-06-30 | 18,250 | $0.21 | 105,166 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-07-01 | 7,750 | $0.27 | 97,416 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.30 | 2012-02-09 | 2022-02-08 | 11,000 | 11,000 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-06-18 | 2022-06-18 | 116,667 | 116,667 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $0.37 | 2015-01-07 | 2020-01-07 | 50,000 | 50,000 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $0.22 | 2016-01-07 | 2021-01-07 | 150,000 | 150,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-02-08 | 11,000 | 11,000 | Direct |
| 2022-06-18 | 116,667 | 116,667 | Direct |
| 2020-01-07 | 50,000 | 50,000 | Direct |
| 2021-01-07 | 150,000 | 150,000 | Direct |
Footnotes
- All sales were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the January 1, 2016, February 9, 2016, and July 1, 2016 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
- Reporting Person's holding includes 40,916 and 56,500 shares issued pursuant to restricted stock grants.
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