Filing Details
- Accession Number:
- 0001209191-16-130734
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-05 13:59:22
- Reporting Period:
- 2016-06-30
- Filing Date:
- 2016-07-05
- Accepted Time:
- 2016-07-05 13:59:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6845 | Apogee Enterprises Inc. | APOG | Glass Products, Made Of Purchased Glass (3231) | 410919654 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1241731 | P Bernard Aldrich | 9085 Breckenridge Lane Eden Prairie MN 55437 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-01 | 6,072 | $28.10 | 35,421 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-01 | 6,072 | $47.23 | 29,349 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | Acquisiton | 2016-06-30 | 127 | $46.35 | 127 | $0.00 |
| Common Stock | Director Option to Buy | Disposition | 2016-07-01 | 6,072 | $0.00 | 6,072 | $28.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,522 | No | 4 | A | Direct | ||
| 0 | 2017-06-27 | No | 4 | M | Direct |
Footnotes
- Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.
- The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $47.15 to $47.298. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
- Settled 1-for-1.
- Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.
- Currently 100% exercisable.
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