Filing Details

Accession Number:
0001209191-16-130311
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-30 18:57:30
Reporting Period:
2016-06-28
Filing Date:
2016-06-30
Accepted Time:
2016-06-30 18:57:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326732 Xencor Inc XNCR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291972 Jr Edgardo Baracchini C/O Xencor, Inc.
111 West Lemon Avenue
Monrovia CA 91016
Chief Business Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-28 1,250 $0.59 5,778 No 4 M Direct
Common Stock Disposition 2016-06-28 1,250 $15.10 4,528 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-06-28 1,250 $0.00 1,250 $0.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
166,921 2020-01-17 No 4 M Direct
Footnotes
  1. Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted March 13, 2015.
  2. 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.