Filing Details
- Accession Number:
- 0001209191-16-130273
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-30 17:39:56
- Reporting Period:
- 2016-06-29
- Filing Date:
- 2016-06-30
- Accepted Time:
- 2016-06-30 17:39:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1458962 | Mindbody Inc. | MB | Services-Computer Processing & Data Preparation (7374) | 201898451 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1644616 | Lee Richard Stollmeyer | 4051 Broad Street Suite 220 San Luis Obispo CA 93401 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-06-29 | 5,440 | $0.00 | 65,871 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2016-06-29 | 5,440 | $16.00 | 60,431 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock (convertible into Class A Common Stock) | Acquisiton | 2016-06-29 | 5,440 | $0.00 | 5,440 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,092,390 | No | 4 | C | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock (convertible into Class A Common Stock) | $0.00 | 23,750 | 23,750 | Indirect | ||
| Class A Common Stock | Class B Common Stock (convertible into Class A Common Stock) | $0.00 | 1,250 | 1,250 | Indirect | ||
| Class A Common Stock | Class B Common Stock (convertible into Class A Common Stock) | $0.00 | 1,250 | 1,250 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 23,750 | 23,750 | Indirect | |
| 1,250 | 1,250 | Indirect | |
| 1,250 | 1,250 | Indirect |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- Includes 43,177 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- The shares are held of record by the Reporting Person's spouse.
- The shares are held of record by the Reporting Person as custodian for the benefit of his minor child.
- The shares are held of record by the Reporting Person's spouse as custodian for the benefit of her minor child.
Billionaire Hedge Funds
