Filing Details
- Accession Number:
- 0001209191-16-130268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-30 17:24:14
- Reporting Period:
- 2016-06-16
- Filing Date:
- 2016-06-30
- Accepted Time:
- 2016-06-30 17:24:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
866609 | Ion Geophysical Corp | IO | Oil & Gas Field Exploration Services (1382) | 222286646 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1072813 | Jr M James Lapeyre | 2105 Citywest Boulevard Suite 400 Houston TX 77042-2839 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-16 | 11,600 | $5.77 | 592,909 | No | 4 | P | Indirect | Shares held by Laitram, LLC |
Common Stock | Acquisiton | 2016-06-24 | 16,400 | $5.87 | 609,309 | No | 4 | P | Indirect | Shares held by Laitram, LLC |
Common Stock | Acquisiton | 2016-06-27 | 7,500 | $5.62 | 616,809 | No | 4 | P | Indirect | Shares held by Laitram, LLC |
Common Stock | Acquisiton | 2016-06-28 | 6,000 | $5.63 | 622,809 | No | 4 | P | Indirect | Shares held by Laitram, LLC |
Common Stock | Acquisiton | 2016-06-29 | 2,600 | $5.79 | 625,409 | No | 4 | P | Indirect | Shares held by Laitram, LLC |
Common Stock | Acquisiton | 2016-06-30 | 1,900 | $5.85 | 627,309 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Shares held by Laitram, LLC |
No | 4 | P | Indirect | Shares held by Laitram, LLC |
No | 4 | P | Indirect | Shares held by Laitram, LLC |
No | 4 | P | Indirect | Shares held by Laitram, LLC |
No | 4 | P | Indirect | Shares held by Laitram, LLC |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 157,773 | Direct | |
Common Stock | 699 | Indirect | Co-Trustee for Children |
Common Stock | 32,850 | Indirect | Joint account with adult child (J) |
Common Stock | 32,850 | Indirect | Joint account with adult child (K) |
Common Stock | 33,702 | Indirect | Joint account with adult child (S) |
Footnotes
- The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2016.
- This transaction was executed in multiple trades at prices ranging from $5.53 to $6.00, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $5.72 to $6.00, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $5.51 to $5.83, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $5.46 to $5.96, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $5.68 to $5.83, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $5.68 to $5.96, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.