Filing Details
- Accession Number:
- 0001144204-16-110743
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-06-30 13:20:02
- Reporting Period:
- 2016-06-24
- Filing Date:
- 2016-06-30
- Accepted Time:
- 2016-06-30 13:20:02
- Original Submission Date:
- 2016-06-27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1386301 | Research Solutions Inc. | RSSS | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621850 | J. Chad Cooper | C/O Research Solutions, Inc. 5435 Balboa Blvd., Suite 202 Encino CA 91316 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-24 | 50,000 | $1.00 | 50,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2016-06-24 | 15,000 | $1.00 | 15,000 | $1.25 |
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2016-06-24 | 180,000 | $0.00 | 180,000 | $1.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2016-06-24 | 2021-06-23 | No | 4 | P | Direct |
180,000 | 2016-06-24 | 2021-06-23 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,500 | Indirect | By IRA |
Common Stock | 315,500 | Indirect | By Do Capital Management |
Footnotes
- The reported securities are included within the units purchased by the reporting person for $1.00 per unit. Each unit consists of one share of common stock and one warrant to purchase three-tenths of one share of common stock.
- The reported securities were issued in the reporting person's name as a portion of the consideration provided to the placement agent (for whom the reporting person serves as a Managing Director) for the sale of units by the Registrant, as directed by the placement agent.