Filing Details

Accession Number:
0001209191-16-130166
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-30 12:13:30
Reporting Period:
2016-06-28
Filing Date:
2016-06-30
Accepted Time:
2016-06-30 12:13:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-06-28 1,020 $5.03 3,543,891 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-28 466 $5.08 3,544,357 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-28 443 $5.05 3,544,800 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-28 245 $5.04 3,545,045 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-28 100 $5.06 3,545,145 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-28 73 $5.12 3,545,218 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-28 42 $5.13 3,545,260 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-28 33 $5.07 3,545,293 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-28 22 $5.11 3,545,315 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-28 20 $5.09 3,545,335 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-28 20 $5.10 3,545,355 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-28 16 $5.21 3,545,371 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-29 940 $5.26 3,546,311 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-29 586 $5.23 3,546,897 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-29 238 $5.29 3,547,135 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-29 194 $5.24 3,547,329 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-29 119 $5.27 3,547,448 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-29 135 $5.25 3,547,583 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-29 100 $5.20 3,547,683 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-29 157 $5.22 3,547,840 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-29 31 $5.21 3,547,871 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.